Mitch Atkins FINRA CMA Consultant
Mitchell Atkins has more than 20 years experience with FINRA and was Senior Vice President and Regional Director of FINRA Member Regulation South Region. He is the Founder and Principal of FirstMark Regulatory Solutions, Inc. based in Fort Lauderdale, Florida. He is a consultant to FINRA-registered broker dealers and registered investment advisers. His most recent compliance focuses include cybersecurity, FINRA membership applications, risk-based branch inspections, non-traded REITs, business development corporations, exchanged traded funds, anti-money laundering, and Regulations SP and S-ID. Mitchell Atkins frequently addresses industry groups. His most recent speaking engagements include conferences sponsored by FINRA (the Financial Industry Regulatory Authority), ACFCS (Association for Certified Financial Crimes Specialists), LISA (Life Insurance Settlement Association), and more. While at FINRA, Atkins presented to conferences sponsored by IIR (Institute for International Research), BISA (Bank Insurance and Securities Association), LIMRA (Life Insurance Marketing Research Association), FIBA (Florida International Bankers Association), and many more. If you would like Mitch Atkins to speak at your conference or training event, contact him at FirstMark Regulatory Solutions or call 561-948-6511.
